Pentagon Papers
New Omens of Peril
In what the analyst calls the first of self-satisfaction, Ambassador Lodge cabled Washington on Nov. 4 predicting that the change of regime would shorten the war against the Vietcong because of the improved morale in the South Vietnamese Army.
But the Pentagon study recounts a number of immediate and disturbing omens. Vietcong activity jumped dramatically immediately after the coup. The fall of the Diem regime, as Mr. Lodge reported, also exposed the inflated South Vietnamese reports of success for the strategic-hamlet program.
Equally significant, when Mr. Lodge first met General Minh, the new chief of state, he reported to Washington that the general seemed “tired and somewhat frazzled” though “obviously a good, well-intentioned man.”
“Will he be strong enough to get on top of things?” Mr. Lodge wondered.
It was a prophetic comment, for within three months one of the coup group, Maj. Gen. Nguyen Khanh, seized power for himself, starting a round of intramural power struggles that plagued Washington for the next two years drawing it ever deeper into the Vietnam war in an effort to prop up successive South Vietnamese regimes.
Just before President Kennedy’s assassination, his top aides held a Vietnam strategy conference at Honolulu. Within four days of that meeting, President Johnson issued a new Vietnam policy paper to demonstrate that there would be no break from the Kennedy policies.
Particularly in the sphere of covert operations against North Vietnam, which became a prelude to the Tonkin Gulf clashes in 1964, the Pentagon narrative describes a smooth transition in the decision-making process. The Honolulu conference, set up under President Kennedy, ordered planning for a stepped-up program of what the account calls “non-attributable hit-and-run” raids against North Vietnam. In his first Vietnam policy document, on Nov. 26, President Johnson gave his personal sanction to the planning for these operations.
In confident language, President Johnson set an objective in South Vietnam that was to stand unchallenged within the Administration for three and a half years: to assist “the people and Government of that country to win their contest against the externally directed and supported Communist conspiracy.” He reaffirmed the goal of concluding the war by the end of 1965. [See Document #60.]
But a harbinger of events was a report to President Johnson from Secretary McNamara—“laden with gloom” as the analyst puts it—a month later.
After a trip to Vietnam, the Secretary of Defense reported on Dec. 21, 1963, that the new regime was “indecisive and drifting.”
“Vietcong progress,” Mr. McNamara said, in a major shift of his own thinking, “has been great during the period since the coup, with my best guess being that the situation has in fact been deteriorating in the countryside since July to a far greater extent than we realize because of our undue dependence on distorted Vietnamese reporting.”
In conclusion, he felt compelled to say: “The situation is very disturbing. Current trends, unless reversed in the next two-three months, would lead to a neutralization at best and more likely to a Communist-controlled state.”
His assessment laid the groundwork for decisions in early 1964 to step up the covert war against North Vietnam, and increase American aid to the South.
KEY DOCUMENTS
Following are texts of key documents accompanying the Pentagon’s study of the Vietnam war, for the period of the 1963 coup d’état against President Ngo Dinh Diem, the events leading up to it and its aftermath. Except where excerpting is specified, the documents are printed verbatim, with only unmistakable typographical errors corrected.
# 33
Notes on Kennedy Meeting on Diem Regime in July, 1963
Memorandum by Roger Hilsman, Assistant Secretary of State for Far Eastern Affairs, on a meeting held at the White House July 4, 1963. Besides President Kennedy and Mr. Hilsman, participants were Under Secretary of State George Ball; Under Secretary of State Averell Harriman; McGeorge Bundy, Presidential assistant for national security; and Michael V. Forrestal, Southeast Asia specialist on the White House staff.
The President was briefed on developments in Indonesia, Laos and Viet-Nam. The portion on Viet-Nam follows:
A joint agreement was signed on June 16 in which the Government met the Buddhists’ five demands. The Buddhists and the Government then worked together on the funeral arrangements for the bonze who burned himself to death so that incidents could be avoided. The funeral came off without trouble.
Since then there have been rumors circulating in Saigon that the Government does not intend to live up to the agreement. These rumors were given credence by an article appearing in the English-language “Times” of Viet-Nam, which is dominated by the Nhus. The article contained a veiled attack on the U.S. and on the Buddhists. There was a suggestion that the monk who burned himself to death was drugged and a provocative challenge to the Buddhists that, if no further demonstrations occurred on July 2, this would amount to an admission by the Buddhists that they were satisfied with the Government’s action. (The President injected questions on the possibility of drugging, to which Mr. Hilsman replied that religious fervor was an adequate explanation.)
At this point there was a discussion of the possibility of getting rid of the Nhus in which the combined judgment was that it would not be possible.
Continuing the briefing, Mr. Hilsman said that the Buddhists contained an activist element which undoubtedly favored increasing demands as well as charging the Government with dragging its feet. There was thus an element of truth in Diem’s view that the Buddhists might push their demands so far as to make his fall inevitable.
During these events the U.S. had put extremely heavy pressure on Diem to take political actions. Most recently we had urged Diem to make a speech which would include announcements that he intended to meet with Buddhist leaders, permit Buddhist chaplains in the army and so on. If Diem did not make such a speech and there were further demonstrations, the U.S. would be compelled publicly to dissassociate itself from the GVN’s Buddhist policy. Mr. Hilsman reported that Diem had received this approach with what seemed to be excessive politeness but had said he would consider making such a speech.
Our estimate was that no matter what Diem did there will be coup attempts over the next four months. Whether or not any of these attempts will be successful is impossible to say.
Mr. Hilsman said that everyone agreed that the chances of chaos in the wake of a coup are considerably less than they were a year ago. An encouraging sign relative to this point is that the war between the Vietnamese forces and the Viet Cong has been pursued throughout the Buddhist crisis without noticeable let-up.
At this point Mr. Forrestal reported on General Krulak’s views that, even if there were chaos in Saigon, the military units in the field would continue to confront the Communists.
Mr. Hilsman went on to say that Ambassador Nolting believes that the most likely result of a coup attempt that succeeded in killing Diem was civil war. Mr. Hilsman disagreed with this view slightly in that he thought civil war was not the most likely result but that it was certainly a possible result.
The timing of Ambassador Nolting’s return and Ambassador Lodge’s assumption of duty was then discussed. The President’s initial view was that Ambassador Nolting should return immediately and that Ambassador Lodge should assume his duties as soon thereafter as possible. The President volunteered that Ambassador Nolting had done an outstanding job, that it was almost miraculous the way he had succeeded in turning the war around from the disastrously low point in relations between Diem and ourselves that existed when Ambassador Nolting took over. Mr. Hilsman pointed out the personal sacrifices that Ambassador Nolting had been forced to make during this period, and the President said that he hoped a way could be found to commend Ambassador Nolting publicly so as to make clear the fine job he had done and that he hoped an appropriate position could be found for him in Washington so that he could give his children a suitable home in the years immediately ahead.
r /> The President’s decision was to delegate the authority to decide on the timing of Ambassador Nolting’s return to the Assistant Secretary for Far Eastern Affairs; that Ambassador Lodge should report to Washington no later than July 15 so that he could take the Counterinsurgency Course simultaneously with the normal briefings for an ambassador; and that Ambassador Lodge should arrive in Saigon as soon as possible following completion of the CI Course on August 14. Arrangements were made for Ambassador Nolting to see the President at 4:00 p.m. on Monday, July 8.
# 34
Intelligence Estimate on ’63 Unrest
Excerpts from Special National Intelligence Estimate 53-2-63, “The Situation in South Vietnam,” July 10, 1963.
CONCLUSIONS
A. The Buddhist crisis in South Vietnam has highlighted and intensified a widespread and long-standing dissatisfaction with the Diem regime and its style of government. If—as is likely—Diem fails to carry out truly and promptly the commitments he has made to the Buddhists, disorders will probably flare again and the chances of a coup or assassination attempts against him will become better than ever . . .
B. The Diem regime’s underlying uneasiness about the extent of the U.S. involvement in South Vietnam has been sharpened by the Buddhist affair and the firm line taken by the U.S. This attitude will almost certainly persist and further pressure to reduce the U.S. presence in the country is likely. . . .
C. Thus far, the Buddhist issue has not been effectively exploited by the Communists, nor does it appear to have had any appreciable effect on the counterinsurgency effort. We do not think Diem is likely to be overthrown by a Communist coup. Nor do we think the Communists would necessarily profit if he were overthrown by some combination of his non-Communist opponents. A non-Communist successor regime might be initially less effective against the Viet Cong, but, given continued support from the U.S. could provide reasonably effective leadership for the government and the war effort. . . .
# 35
Washington Message to Lodge on Need to Remove Nhus
Cablegram from the State Department to Ambassador Henry Cabot Lodge in Saigon, Aug. 24, 1963.
It is now clear that whether military proposed martial law or whether Nhu tricked them into it, Nhu took advantage of its imposition to smash pagodas with police and Tung’s Special Forces loyal to him, thus placing onus on military in eyes of world and Vietnamese people. Also clear that Nhu has maneuvered himself into commanding position.
U.S. Government cannot tolerate situation in which power lies in Nhu’s hands. Diem must be given chance to rid himself of Nhu and his coterie and replace them with best military and political personalities available.
If, in spite of all of your efforts, Diem remains obdurate and refuses, then we must face the possibility that Diem himself cannot be preserved.
We now believe immediate action must be taken to prevent Nhu from consolidating his position further. Therefore, unless you in consultation with Harkins perceive overriding objections you are authorized to proceed along following lines:
(1) First we must press on appropriate levels of GVN following line:
(a) USG cannot accept actions against Buddhists taken by Nhu and his collaborators under cover martial law.
(b) Prompt dramatic actions redress situation must be taken, including repeal of decree 10, release of arrested monks, nuns, etc.
(2) We must at same time also tell key military leaders that U.S. would find it impossible to continue support GVN militarily and economically unless above steps are taken immediately which we recognize requires removal of Nhus from the scene. We wish give Diem reasonable opportunity to remove Nhus, but if he remains obdurate, then we are prepared to accept the obvious implication that we can no longer support Diem. You may also tell appropriate military commanders we will give them direct support in any interim period of breakdown central government mechanism.
(3) We recognize the necessity of removing taint on military for pagoda raids and placing blame squarely on Nhu. You are authorized to have such statements made in Saigon as you consider desirable to achieve this objective. We are prepared to take same line here and to have Voice of America make statement along lines contained in next numbered telegram whenever you give the word, preferably as soon as possible.
Concurrently, with above, Ambassador and country team should urgently examine all possible alternative leadership and make detailed plans as to how we might bring about Diem’s replacement if this should become necessary.
Assume you will consult with General Harkins re any precautions necessary protect American personnel during crisis period.
You will understand that we cannot from Washington give you detailed instructions as to how this operation should proceed, but you will also know we will back you to the hilt on actions you take to achieve our objectives.
Needless to say we have held knowledge of this telegram to minimum essential people and assume you will take similar precautions to prevent premature leaks.
# 36
Lodge’s Reply to Washington
Cablegram from Ambassador Lodge to Secretary of State Dean Rusk and Assistant Secretary of State Roger Hilsman, Aug. 25, 1963.
Believe that chances of Diem’s meeting our demands are virtually nil. At same time, by making them we give Nhu chance to forestall or block action by military. Risk, we believe, is not worth taking, with Nhu in control combat forces Saigon.
Therefore, propose we go straight to Generals with our demands, without informing Diem. Would tell them we prepared have Diem without Nhus but it is in effect up to them whether to keep him. Would also insist generals take steps to release Buddhist leaders and carry out June 16 agreement.
Request immediate modification instructions. However, do not propose move until we are satisfied with E and E plans. Harkins concurs. I present credentials President Diem tomorrow 11 A.M.
# 37
C.I.A. Aide’s Cable to Chief on Contact with Saigon Generals
Cablegram from John Richardson, the Central Intelligence Agency’s Saigon station chief, to John A. McCone, Director of Central Intelligence, Aug. 26, 1963.
During meeting with Harkins, Trueheart, Mecklin and COS on morning 26 Aug Lodge made decision that American official hand should not show. Consequently, Harkins will take no initiative with VNese generals. (Conein to convey points below to Gen. Khiem; Spera to Khanh; if Khiem agrees on Conein talking to Don, he will).
(A) Solicitation of further elaboration of action aspects of present thinking and planning. What should be done?
(B) We in agreement Nhus must go.
(C) Question of retaining Diem or not up to them.
(D) Bonzes and other arrestees must be released immediately and five-point agreement of 16 June fully carried out.
(E) We will provide direct support during any interim period of breakdown central gov mechanism.
(F) We cannot be of any help during initial action of assuming power of state. Entirely their own action, win or lose. Don’t expect be bailed out.
(G) If Nhus do not go and if Buddhists situation is not redressed as indicated, we would find it impossible continue military and economic support.
(H) It hoped bloodshed can be avoided or reduced to absolute minimum.
(I) It hoped that during process and after, developments conducted in such manner as to retain and increase the necessary relations between VNese and Americans which will allow for progress of country and successful prosecution of the war.
# 38
C.I.A. Station Chief’s Cable on Coup Prospects in Saigon
Cablegram from Mr. Richardson to Mr. McCone, Aug. 28, 1963.
Situation here has reached point of no return. Saigon is armed camp. Current indications are that Ngo family have dug in for last ditch battle. It is our considered estimate that General officers cannot retreat now. Conein’s meeting with Gen. Khiem (Saigon 0346) reveals that overwhelming majority of general officers, excepting Dinh and Cao, are united, have conducted prior pla
nning, realize that they must proceed quickly, and understand that they have no alternative but to go forward. Unless the generals are neutralized before being able to launch their operation, we believe they will act and that they have good chance to win. If General Dinh primarily and Tung secondly cannot be neutralized at outset, there may be widespread fighting in Saigon and serious loss of life.
We recognize the crucial stakes and involved and have no doubt that the generals do also. Situation has changed drastically since 21 August. If the Ngo family wins now, they and Vietnam will stagger on to final defeat at the hands of their own people and the VC. Should a generals’ revolt occur and be put down, GVN will sharply reduce American presence in SVN. Even if they did not do so, it seems clear that American public opinion and Congress, as well as world opinion, would force withdrawal or reduction of American support for VN under the Ngo administration.
Bloodshed can be avoided if the Ngo family would step down before the coming armed action. . . . It is obviously preferable that the generals conduct this effort without apparent American assistance. Otherwise, for a long time in the future, they will be vulnerable to charges of being American puppets, which they are not in any sense. Nevertheless, we all understand that the effort must succeed and that whatever needs to be done on our part must be done. If this attempt by the generals does not take place or if it fails, we believe it no exaggeration to say that VN runs serious risk of being lost over the course of time.