Sapiens and Homo Deus: The E-Book Collection
No single step separated the woman gathering wild wheat from the woman farming domesticated wheat, so it’s hard to say exactly when the decisive transition to agriculture took place. But, by 8500 BC, the Middle East was peppered with permanent villages such as Jericho, whose inhabitants spent most of their time cultivating a few domesticated species.
With the move to permanent villages and the increase in food supply, the population began to grow. Giving up the nomadic lifestyle enabled women to have a child every year. Babies were weaned at an earlier age – they could be fed on porridge and gruel. The extra hands were sorely needed in the fields. But the extra mouths quickly wiped out the food surpluses, so even more fields had to be planted. As people began living in disease-ridden settlements, as children fed more on cereals and less on mother’s milk, and as each child competed for his or her porridge with more and more siblings, child mortality soared. In most agricultural societies at least one out of every three children died before reaching twenty.5 Yet the increase in births still outpaced the increase in deaths; humans kept having larger numbers of children.
With time, the ‘wheat bargain’ became more and more burdensome. Children died in droves, and adults ate bread by the sweat of their brows. The average person in Jericho of 8500 BC lived a harder life than the average person in Jericho of 9500 BC or 13,000 BC. But nobody realised what was happening. Every generation continued to live like the previous generation, making only small improvements here and there in the way things were done. Paradoxically, a series of ‘improvements’, each of which was meant to make life easier, added up to a millstone around the necks of these farmers.
Why did people make such a fateful miscalculation? For the same reason that people throughout history have miscalculated. People were unable to fathom the full consequences of their decisions. Whenever they decided to do a bit of extra work – say, to hoe the fields instead of scattering seeds on the surface – people thought, ‘Yes, we will have to work harder. But the harvest will be so bountiful! We won’t have to worry any more about lean years. Our children will never go to sleep hungry.’ It made sense. If you worked harder, you would have a better life. That was the plan.
The first part of the plan went smoothly. People indeed worked harder. But people did not foresee that the number of children would increase, meaning that the extra wheat would have to be shared between more children. Neither did the early farmers understand that feeding children with more porridge and less breast milk would weaken their immune system, and that permanent settlements would be hotbeds for infectious diseases. They did not foresee that by increasing their dependence on a single source of food, they were actually exposing themselves even more to the depredations of drought. Nor did the farmers foresee that in good years their bulging granaries would tempt thieves and enemies, compelling them to start building walls and doing guard duty.
Then why didn’t humans abandon farming when the plan backfired? Partly because it took generations for the small changes to accumulate and transform society and, by then, nobody remembered that they had ever lived differently. And partly because population growth burned humanity’s boats. If the adoption of ploughing increased a village’s population from a hundred to 110, which ten people would have volunteered to starve so that the others could go back to the good old times? There was no going back. The trap snapped shut.
The pursuit of an easier life resulted in much hardship, and not for the last time. It happens to us today. How many young college graduates have taken demanding jobs in high-powered firms, vowing that they will work hard to earn money that will enable them to retire and pursue their real interests when they are thirty-five? But by the time they reach that age, they have large mortgages, children to school, houses in the suburbs that necessitate at least two cars per family, and a sense that life is not worth living without really good wine and expensive holidays abroad. What are they supposed to do, go back to digging up roots? No, they double their efforts and keep slaving away.
One of history’s few iron laws is that luxuries tend to become necessities and to spawn new obligations. Once people get used to a certain luxury, they take it for granted. Then they begin to count on it. Finally they reach a point where they can’t live without it. Let’s take another familiar example from our own time. Over the last few decades, we have invented countless time-saving devices that are supposed to make life more relaxed – washing machines, vacuum cleaners, dishwashers, telephones, mobile phones, computers, email. Previously it took a lot of work to write a letter, address and stamp an envelope, and take it to the mailbox. It took days or weeks, maybe even months, to get a reply. Nowadays I can dash off an email, send it halfway around the globe, and (if my addressee is online) receive a reply a minute later. I’ve saved all that trouble and time, but do I live a more relaxed life?
Sadly not. Back in the snail-mail era, people usually only wrote letters when they had something important to relate. Rather than writing the first thing that came into their heads, they considered carefully what they wanted to say and how to phrase it. They expected to receive a similarly considered answer. Most people wrote and received no more than a handful of letters a month and seldom felt compelled to reply immediately. Today I receive dozens of emails each day, all from people who expect a prompt reply. We thought we were saving time; instead we revved up the treadmill of life to ten times its former speed and made our days more anxious and agitated.
Here and there a Luddite holdout refuses to open an email account, just as thousands of years ago some human bands refused to take up farming and so escaped the luxury trap. But the Agricultural Revolution didn’t need every band in a given region to join up. It only took one. Once one band settled down and started tilling, whether in the Middle East or Central America, agriculture was irresistible. Since farming created the conditions for swift demographic growth, farmers could usually overcome foragers by sheer weight of numbers. The foragers could either run away, abandoning their hunting grounds to field and pasture, or take up the ploughshare themselves. Either way, the old life was doomed.
The story of the luxury trap carries with it an important lesson. Humanity’s search for an easier life released immense forces of change that transformed the world in ways nobody envisioned or wanted. Nobody plotted the Agricultural Revolution or sought human dependence on cereal cultivation. A series of trivial decisions aimed mostly at filling a few stomachs and gaining a little security had the cumulative effect of forcing ancient foragers to spend their days carrying water buckets under a scorching sun.
Divine Intervention
The above scenario explains the Agricultural Revolution as a miscalculation. It’s very plausible. History is full of far more idiotic miscalculations. But there’s another possibility. Maybe it wasn’t the search for an easier life that brought about the transformation. Maybe Sapiens had other aspirations, and were consciously willing to make their lives harder in order to achieve them.
Scientists usually seek to attribute historical developments to cold economic and demographic factors. It sits better with their rational and mathematical methods. In the case of modern history, scholars cannot avoid taking into account non-material factors such as ideology and culture. The written evidence forces their hand. We have enough documents, letters and memoirs to prove that World War Two was not caused by food shortages or demographic pressures. But we have no documents from the Natufian culture, so when dealing with ancient periods the materialist school reigns supreme. It is difficult to prove that preliterate people were motivated by faith rather than economic necessity.
Yet, in some rare cases, we are lucky enough to find telltale clues. In 1995 archaeologists began to excavate a site in south-east Turkey called Göbekli Tepe. In the oldest stratum they discovered no signs of a settlement, houses or daily activities. They did, however, find monumental pillared structures decorated with spectacular engravings. Each stone pillar weighed up to seven tons and reached a height of sixteen feet. In a nearby
quarry they found a half-chiselled pillar weighing fifty tons. Altogether, they uncovered more than ten monumental structures, the largest of them nearly 100 feet across.
Archaeologists are familiar with such monumental structures from sites around the world – the best-known example is Stonehenge in Britain. Yet as they studied Göbekli Tepe, they discovered an amazing fact. Stonehenge dates to 2500 BC, and was built by a developed agricultural society. The structures at Göbekli Tepe are dated to about 9500 BC, and all available evidence indicates that they were built by hunter-gatherers. The archaeological community initially found it difficult to credit these findings, but one test after another confirmed both the early date of the structures and the pre-agricultural society of their builders. The capabilities of ancient foragers, and the complexity of their cultures, seem to be far more impressive than was previously suspected.
13. The remains of a monumental structure from Göbekli Tepe. Bottom: One of the decorated stone pillars (about sixteen feet high).
{Photos and © Deutsches Archäologisches Institut.}
Why would a foraging society build such structures? They had no obvious utilitarian purpose. They were neither mammoth slaughterhouses nor places to shelter from rain or hide from lions. That leaves us with the theory that they were built for some mysterious cultural purpose that archaeologists have a hard time deciphering. Whatever it was, the foragers thought it worth a huge amount of effort and time. The only way to build Göbekli Tepe was for thousands of foragers belonging to different bands and tribes to cooperate over an extended period of time. Only a sophisticated religious or ideological system could sustain such efforts.
Göbekli Tepe held another sensational secret. For many years, geneticists have been tracing the origins of domesticated wheat. Recent discoveries indicate that at least one domesticated variant, einkorn wheat, originated in the Karaçadag Hills – less than twenty miles from Göbekli Tepe.6
This can hardly be a coincidence. It’s likely that the cultural centre of Göbekli Tepe was somehow connected to the initial domestication of wheat by humankind and of humankind by wheat. In order to feed the people who built and used the monumental structures, particularly large quantities of food were required. It may well be that foragers switched from gathering wild wheat to intense wheat cultivation, not to increase their normal food supply, but rather to support the building and running of a temple. In the conventional picture, pioneers first built a village, and when it prospered, they set up a temple in the middle. But Göbekli Tepe suggests that the temple may have been built first, and that a village later grew up around it.
Victims of the Revolution
The Faustian bargain between humans and grains was not the only deal our species made. Another deal was struck concerning the fate of animals such as sheep, goats, pigs and chickens. Nomadic bands that stalked wild sheep gradually altered the constitutions of the herds on which they preyed. This process probably began with selective hunting. Humans learned that it was to their advantage to hunt only adult rams and old or sick sheep. They spared fertile females and young lambs in order to safeguard the long-term vitality of the local herd. The second step might have been to actively defend the herd against predators, driving away lions, wolves and rival human bands. The band might next have corralled the herd into a narrow gorge in order to better control and defend it. Finally, people began to make a more careful selection among the sheep in order to tailor them to human needs. The most aggressive rams, those that showed the greatest resistance to human control, were slaughtered first. So were the skinniest and most inquisitive females. (Shepherds are not fond of sheep whose curiosity takes them far from the herd.) With each passing generation, the sheep became fatter, more submissive and less curious. Voilà! Mary had a little lamb and everywhere that Mary went the lamb was sure to go.
Alternatively, hunters may have caught and ‘adopted’ a lamb, fattening it during the months of plenty and slaughtering it in the leaner season. At some stage they began keeping a greater number of such lambs. Some of these reached puberty and began to procreate. The most aggressive and unruly lambs were first to the slaughter. The most submissive, most appealing lambs were allowed to live longer and procreate. The result was a herd of domesticated and submissive sheep.
Such domesticated animals – sheep, chickens, donkeys and others – supplied food (meat, milk, eggs), raw materials (skins, wool), and muscle power. Transportation, ploughing, grinding and other tasks, hitherto performed by human sinew, were increasingly carried out by animals. In most farming societies people focused on plant cultivation; raising animals was a secondary activity. But a new kind of society also appeared in some places, based primarily on the exploitation of animals: tribes of pastoralist herders.
As humans spread around the world, so did their domesticated animals. Ten thousand years ago, not more than a few million sheep, cattle, goats, boars and chickens lived in restricted Afro-Asian niches. Today the world contains about a billion sheep, a billion pigs, more than a billion cattle, and more than 25 billion chickens. And they are all over the globe. The domesticated chicken is the most widespread fowl ever. Following Homo sapiens, domesticated cattle, pigs and sheep are the second, third and fourth most widespread large mammals in the world. From a narrow evolutionary perspective, which measures success by the number of DNA copies, the Agricultural Revolution was a wonderful boon for chickens, cattle, pigs and sheep.
Unfortunately, the evolutionary perspective is an incomplete measure of success. It judges everything by the criteria of survival and reproduction, with no regard for individual suffering and happiness. Domesticated chickens and cattle may well be an evolutionary success story, but they are also among the most miserable creatures that ever lived. The domestication of animals was founded on a series of brutal practices that only became crueller with the passing of the centuries.
The natural lifespan of wild chickens is about seven to twelve years, and of cattle about twenty to twenty-five years. In the wild, most chickens and cattle died long before that, but they still had a fair chance of living for a respectable number of years. In contrast, the vast majority of domesticated chickens and cattle are slaughtered at the age of between a few weeks and a few months, because this has always been the optimal slaughtering age from an economic perspective. (Why keep feeding a cock for three years if it has already reached its maximum weight after three months?)
Egg-laying hens, dairy cows and draught animals are sometimes allowed to live for many years. But the price is subjugation to a way of life completely alien to their urges and desires. It’s reasonable to assume, for example, that bulls prefer to spend their days wandering over open prairies in the company of other bulls and cows rather than pulling carts and ploughshares under the yoke of a whip-wielding ape.
In order for humans to turn bulls, horses, donkeys and camels into obedient draught animals, their natural instincts and social ties had to be broken, their aggression and sexuality contained, and their freedom of movement curtailed. Farmers developed techniques such as locking animals inside pens and cages, bridling them in harnesses and leashes, training them with whips and cattle prods, and mutilating them. The process of taming almost always involves the castration of males. This restrains male aggression and enables humans selectively to control the herd’s procreation.
14. A painting from an Egyptian grave, c.1200 BC: A pair of oxen ploughing a field. In the wild, cattle roamed as they pleased in herds with a complex social structure. The castrated and domesticated ox wasted away his life under the lash and in a narrow pen, labouring alone or in pairs in a way that suited neither its body nor its social and emotional needs. When an ox could no longer pull the plough, it was slaughtered. (Note the hunched position of the Egyptian farmer who, much like the ox, spent his life in hard labour oppressive to his body, his mind and his social relationships.)
{© Visual/Corbis.}
In many New Guinean societies, the wealth of a person has traditionally been determined by
the number of pigs he or she owns. To ensure that the pigs can’t run away, farmers in northern New Guinea slice off a chunk of each pig’s nose. This causes severe pain whenever the pig tries to sniff. Since the pigs cannot find food or even find their way around without sniffing, this mutilation makes them completely dependent on their human owners. In another area of New Guinea, it has been customary to gouge out pigs’ eyes, so that they cannot even see where they’re going.7
The dairy industry has its own ways of forcing animals to do its will. Cows, goats and sheep produce milk only after giving birth to calves, kids and lambs, and only as long as the youngsters are suckling. To continue a supply of animal milk, a farmer needs to have calves, kids or lambs for suckling, but must prevent them from monopolising the milk. One common method throughout history was to simply slaughter the calves and kids shortly after birth, milk the mother for all she was worth, and then get her pregnant again. This is still a very widespread technique. In many modern dairy farms a milk cow usually lives for about five years before being slaughtered. During these five years she is almost constantly pregnant, and is fertilised within 60 to 120 days after giving birth in order to preserve maximum milk production. Her calves are separated from her shortly after birth. The females are reared to become the next generation of dairy cows, whereas the males are handed over to the care of the meat industry.8
Another method is to keep the calves and kids near their mothers, but prevent them by various stratagems from suckling too much milk. The simplest way to do that is to allow the kid or calf to start suckling, but drive it away once the milk starts flowing. This method usually encounters resistance from both kid and mother. Some shepherd tribes used to kill the offspring, eat its flesh, and then stuff the skin. The stuffed offspring was then presented to the mother so that its presence would encourage her milk production. The Nuer tribe in the Sudan went so far as to smear stuffed animals with their mother’s urine, to give the counterfeit calves a familiar, live scent. Another Nuer technique was to tie a ring of thorns around a calf’s mouth, so that it pricks the mother and causes her to resist suckling.9 Tuareg camel breeders in the Sahara used to puncture or cut off parts of the nose and upper lip of young camels in order to make suckling painful, thereby discouraging them from consuming too much milk.10