Natural selection works because it is a cumulative one-way street to improvement. It needs some luck to get started, and the 'billions of planets' anthropic principle grants it that luck. Maybe a few later gaps in the evolutionary story also need major infusions of luck, with anthropic justification. But whatever else we may say, design certainly does not work as an explanation for life, because design is ultimately not cumulative and it therefore raises bigger questions than it answers - it takes us straight back along the Ultimate 747 infinite regress.
We live on a planet that is friendly to our kind of life, and we have seen two reasons why this is so. One is that life has evolved to flourish in the conditions provided by the planet. This is because of natural selection. The other reason is the anthropic one. There are billions of planets in the universe, and, however small the minority of evolution-friendly planets may be, our planet necessarily has to be one of them. Now it is time to take the anthropic principle back to an earlier stage, from biology back to cosmology.
THE ANTHROPIC PRINCIPLE: COSMOLOGICAL VERSION
We live not only on a friendly planet but also in a friendly universe. It follows from the fact of our existence that the laws of physics must be friendly enough to allow life to arise. It is no accident that when we look at the night sky we see stars, for stars are a necessary prerequisite for the existence of most of the chemical elements, and without chemistry there could be no life. Physicists have calculated that, if the laws and constants of physics had been even slightly different, the universe would have developed in such a way that life would have been impossible. Different physicists put it in different ways, but the conclusion is always much the same. Martin Rees, in Just Six Numbers, lists six fundamental constants, which are believed to hold all around the universe. Each of these six numbers is finely tuned in the sense that, if it were slightly different, the universe would be comprehensively different and presumably unfriendly to life.*
* I say 'presumably', partly because we don't know how different alien forms of life might be, and partly because it is possible that we make a mistake if we consider only the consequences of changing one constant at a time. Could there be other combinations of values of the six numbers which would turn out to be friendly to life, in ways that we do not discover if we consider them only one at a time? Nevertheless, I shall proceed, for simplicity, as though we really do have a big problem to explain in the apparent fine-tuning of the fundamental constants.
An example of Rees's six numbers is the magnitude of the so-called 'strong' force, the force that binds the components of an atomic nucleus: the nuclear force that has to be overcome when one 'splits' the atom. It is measured as E, the proportion of the mass of a hydrogen nucleus that is converted to energy when hydrogen fuses to form helium. The value of this number in our universe is 0.007, and it looks as though it had to be very close to this value in order for any chemistry (which is a prerequisite for life) to exist. Chemistry as we know it consists of the combination and recombination of the ninety or so naturally occurring elements of the periodic table. Hydrogen is the simplest and commonest of the elements. All the other elements in the universe are made ultimately from hydrogen by nuclear fusion. Nuclear fusion is a difficult process which occurs in the intensely hot conditions of the interiors of stars (and in hydrogen bombs). Relatively small stars, such as our sun, can make only light elements such as helium, the second lightest in the periodic table after hydrogen. It takes larger and hotter stars to develop the high temperatures needed to forge most of the heavier elements, in a cascade of nuclear fusion processes whose details were worked out by Fred Hoyle and two colleagues (an achievement for which, mysteriously, Hoyle was not given a share of the Nobel Prize received by the others). These big stars may explode as supernovas, scattering their materials, including the elements of the periodic table, in dust clouds. These dust clouds eventually condense to form new stars and planets, including our own. This is why Earth is rich in elements over and above the ubiquitous hydrogen: elements without which chemistry, and life, would be impossible.
The relevant point here is that the value of the strong force crucially determines how far up the periodic table the nuclear fusion cascade goes. If the strong force were too small, say 0.006 instead of 0.007, the universe would contain nothing but hydrogen, and no interesting chemistry could result. If it were too large, say 0.008, all the hydrogen would have fused to make heavier elements. A chemistry without hydrogen could not generate life as we know it. For one thing, there would be no water. The Goldilocks value -0.007 - is just right for yielding the richness of elements that we need for an interesting and life-supporting chemistry.
I won't go through the rest of Rees's six numbers. The bottom line for each of them is the same. The actual number sits in a Goldilocks band of values outside which life would not have been possible. How should we respond to this? Yet again, we have the theist's answer on the one hand, and the anthropic answer on the other. The theist says that God, when setting up the universe, tuned the fundamental constants of the universe so that each one lay in its Goldilocks zone for the production of life. It is as though God had six knobs that he could twiddle, and he carefully tuned each knob to its Goldilocks value. As ever, the theist's answer is deeply unsatisfying, because it leaves the existence of God unexplained. A God capable of calculating the Goldilocks values for the six numbers would have to be at least as improbable as the finely tuned combination of numbers itself, and that's very improbable indeed -which is indeed the premise of the whole discussion we are having. It follows that the theist's answer has utterly failed to make any headway towards solving the problem at hand. I see no alternative but to dismiss it, while at the same time marvelling at the number of people who can't see the problem and seem genuinely satisfied by the 'Divine Knob-Twiddler' argument.
Maybe the psychological reason for this amazing blindness has something to do with the fact that many people have not had their consciousness raised, as biologists have, by natural selection and its power to tame improbability. J. Anderson Thomson, from his perspective as an evolutionary psychiatrist, points me to an additional reason, the psychological bias that we all have towards personifying inanimate objects as agents. As Thomson says, we are more inclined to mistake a shadow for a burglar than a burglar for a shadow. A false positive might be a waste of time. A false negative could be fatal. In a letter to me, he suggested that, in our ancestral past, our greatest challenge in our environment came from each other. 'The legacy of that is the default assumption, often fear, of human intention. We have a great deal of difficulty seeing anything other than human causation.' We naturally generalized that to divine intention. I shall return to the seductiveness of 'agents' in Chapter 5.
Biologists, with their raised consciousness of the power of natural selection to explain the rise of improbable things, are unlikely to be satisfied with any theory that evades the problem of improbability altogether. And the theistic response to the riddle of improbability is an evasion of stupendous proportions. It is more than a restatement of the problem, it is a grotesque amplification of it. Let's turn, then, to the anthropic alternative. The anthropic answer, in its most general form, is that we could only be discussing the question in the kind of universe that was capable of producing us. Our existence therefore determines that the fundamental constants of physics had to be in their respective Goldilocks zones. Different physicists espouse different kinds of anthropic solutions to the riddle of our existence.
Hard-nosed physicists say that the six knobs were never free to vary in the first place. When we finally reach the long-hoped-for Theory of Everything, we shall see that the six key numbers depend upon each other, or on something else as yet unknown, in ways that we today cannot imagine. The six numbers may turn out to be no freer to vary than is the ratio of a circle's circumference to its diameter. It will turn out that there is only one way for a universe to be. Far from God being needed to twiddle six knobs, there are no knobs to twiddle.
&n
bsp; Other physicists (Martin Rees himself would be an example) find this unsatisfying, and I think I agree with them. It is indeed perfectly plausible that there is only one way for a universe to be. But why did that one way have to be such a set-up for our eventual evolution? Why did it have to be the kind of universe which seems almost as if, in the words of the theoretical physicist Freeman Dyson, it 'must have known we were coming'? The philosopher John Leslie uses the analogy of a man sentenced to death by firing squad. It is just possible that all ten men of the firing squad will miss their victim. With hindsight, the survivor who finds himself in a position to reflect upon his luck can cheerfully say, 'Well, obviously they all missed, or I wouldn't be here thinking about it.'
But he could still, forgivably, wonder why they all missed, and toy with the hypothesis that they were bribed, or drunk.
This objection can be answered by the suggestion, which Martin Rees himself supports, that there are many universes, co-existing like bubbles of foam, in a 'multiverse' (or 'megaverse', as Leonard Susskind prefers to call it).* The laws and constants of any one universe, such as our observable universe, are by-laws. The multi-verse as a whole has a plethora of alternative sets of by-laws. The anthropic principle kicks in to explain that we have to be in one of those universes (presumably a minority) whose by-laws happened to be propitious to our eventual evolution and hence contemplation of the problem.
* Susskind (2006) gives a splendid advocacy of the anthropic principle in the megaverse. He says the idea is hated by most physicists. I can't understand why. I think it is beautiful - perhaps because my consciousness has been raised by Darwin.
An intriguing version of the multiverse theory arises out of considerations of the ultimate fate of our universe. Depending upon the values of numbers such as Martin Rees's six constants, our universe may be destined to expand indefinitely, or it may stabilize at an equilibrium, or the expansion may reverse itself and go into contraction, culminating in the so-called 'big crunch'. Some big crunch models have the universe then bouncing back into expansion, and so on indefinitely with, say, a 20-billion-year cycle time. The standard model of our universe says that time itself began in the big bang, along with space, some 13 billion years ago. The serial big crunch model would amend that statement: our time and space did indeed begin in our big bang, but this was just the latest in a long series of big bangs, each one initiated by the big crunch that terminated the previous universe in the series. Nobody understands what goes on in singularities such as the big bang, so it is conceivable that the laws and constants are reset to new values, each time. If bang-expansion-contraction-crunch cycles have been going on for ever like a cosmic accordion, we have a serial, rather than a parallel, version of the multiverse. Once again, the anthropic principle does its explanatory duty. Of all the universes in the series, only a minority have their 'dials' tuned to biogenic conditions. And, of course, the present universe has to be one of that minority, because we are in it. As it turns out, this serial version of the multiverse must now be judged less likely than it once was, because recent evidence is starting to steer us away from the big crunch model. It now looks as though our own universe is destined to expand for ever.
Another theoretical physicist, Lee Smolin, has developed a tantalizingly Darwinian variant on the multiverse theory, including both serial and parallel elements. Smolin's idea, expounded in The Life of the Cosmos, hinges on the theory that daughter universes are born of parent universes, not in a fully fledged big crunch but more locally in black holes. Smolin adds a form of heredity: the fundamental constants of a daughter universe are slightly 'mutated' versions of the constants of its parent. Heredity is the essential ingredient of Darwinian natural selection, and the rest of Smolin's theory follows naturally. Those universes that have what it takes to 'survive' and 'reproduce' come to predominate in the multiverse. 'What it takes' includes lasting long enough to 'reproduce'. Because the act of reproduction takes place in black holes, successful universes must have what it takes to make black holes. This ability entails various other properties. For example, the tendency for matter to condense into clouds and then stars is a prerequisite to making black holes. Stars also, as we have seen, are the precursors to the development of interesting chemistry, and hence life. So, Smolin suggests, there has been a Darwinian natural selection of universes in the multiverse, directly favouring the evolution of black hole fecundity and indirectly favouring the production of life. Not all physicists are enthusiastic about Smolin's idea, although the Nobel Prize-winning physicist Murray Gell-Mann is quoted as saying: 'Smolin? Is he that young guy with those crazy ideas? He may not be wrong.'70 A mischievous biologist might wonder whether some other physicists are in need of Darwinian consciousness-raising.
It is tempting to think (and many have succumbed) that to postulate a plethora of universes is a profligate luxury which should not be allowed. If we are going to permit the extravagance of a multiverse, so the argument runs, we might as well be hung for a sheep as a lamb and allow a God. Aren't they both equally un-parsimonious ad hoc hypotheses, and equally unsatisfactory? People who think that have not had their consciousness raised by natural selection. The key difference between the genuinely extravagant God hypothesis and the apparently extravagant multi-verse hypothesis is one of statistical improbability. The multiverse, for all that it is extravagant, is simple. God, or any intelligent, decision-taking, calculating agent, would have to be highly improbable in the very same statistical sense as the entities he is supposed to explain. The multiverse may seem extravagant in sheer number of universes. But if each one of those universes is simple in its fundamental laws, we are still not postulating anything highly improbable. The very opposite has to be said of any kind of intelligence.
Some physicists are known to be religious (Russell Stannard and the Reverend John Polkinghorne are the two British examples I have mentioned). Predictably, they seize upon the improbability of the physical constants all being tuned in their more or less narrow Goldilocks zones, and suggest that there must be a cosmic intelligence who deliberately did the tuning. I have already dismissed all such suggestions as raising bigger problems than they solve. But what attempts have theists made to reply? How do they cope with the argument that any God capable of designing a universe, carefully and foresightfully tuned to lead to our evolution, must be a supremely complex and improbable entity who needs an even bigger explanation than the one he is supposed to provide?
The theologian Richard Swinburne, as we have learned to expect, thinks he has an answer to this problem, and he expounds it in his book 7s There a God?. He begins by showing that his heart is in the right place by convincingly demonstrating why we should always prefer the simplest hypothesis that fits the facts. Science explains complex things in terms of the interactions of simpler things, ultimately the interactions of fundamental particles. I (and I dare say you) think it a beautifully simple idea that all things are made of fundamental particles which, although exceedingly numerous, are drawn from a small, finite set of types of particle. If we are sceptical, it is likely to be because we think the idea too simple. But for Swinburne it is not simple at all, quite the reverse.
Given that the number of particles of any one type, say electrons, is large, Swinburne thinks it too much of a coincidence that so many should have the same properties. One electron, he could stomach. But billions and billions of electrons, all with the same properties, that is what really excites his incredulity. For him it would be simpler, more natural, less demanding of explanation, if all electrons were different from each other. Worse, no one electron should naturally retain its properties for more than an instant at a time; each should change capriciously, haphazardly and fleetingly from moment to moment. That is Swinburne's view of the simple, native state of affairs. Anything more uniform (what you or I would call more simple) requires a special explanation. 'It is only because electrons and bits of copper and all other material objects have the same powers in the twentieth century as they did in the
nineteenth century that things are as they are now.'
Enter God. God comes to the rescue by deliberately and continuously sustaining the properties of all those billions of electrons and bits of copper, and neutralizing their otherwise ingrained inclination to wild and erratic fluctuation. That is why when you've seen one electron you've seen them all; that is why bits of copper all behave like bits of copper, and that is why each electron and each bit of copper stays the same as itself from microsecond to microsecond and from century to century. It is because God constantly keeps a finger on each and every particle, curbing its reckless excesses and whipping it into line with its colleagues to keep them all the same.
But how can Swinburne possibly maintain that this hypothesis of God simultaneously keeping a gazillion fingers on wayward electrons is a simple hypothesis? It is, of course, precisely the opposite of simple. Swinburne pulls off the trick to his own satisfaction by a breathtaking piece of intellectual chutzpah. He asserts, without justification, that God is only a single substance. What brilliant economy of explanatory causes, compared with all those gigazillions of independent electrons all just happening to be the same!
Theism claims that every other object which exists is caused to exist and kept in existence by just one substance, God. And it claims that every property which every substance has is due to God causing or permitting it to exist. It is a hallmark of a simple explanation to postulate few causes. There could in this respect be no simpler explanation than one which postulated only one cause. Theism is simpler than polytheism. And theism postulates for its one cause, a person [with] infinite power (God can do anything logically possible), infinite knowledge (God knows everything logically possible to know), and infinite freedom.