The first actual scientific evidence that the universe had a beginning came in the 1920s. As we said in Chapter 3, that was a time when most scientists believed in a static universe that had always existed. The evidence to the contrary was indirect, based upon the observations Edwin Hubble made with the 100-inch telescope on Mount Wilson, in the hills above Pasadena, California. By analyzing the spectrum of light they emit, Hubble determined that nearly all galaxies are moving away from us, and the farther away they are, the faster they are moving. In 1929 he published a law relating their rate of recession to their distance from us, and concluded that the universe is expanding. If that is true, then the universe must have been smaller in the past. In fact, if we extrapolate to the distant past, all the matter and energy in the universe would have been concentrated in a very tiny region of unimaginable density and temperature, and if we go back far enough, there would be a time when it all began—the event we now call the big bang.
The idea that the universe is expanding involves a bit of subtlety. For example, we don’t mean the universe is expanding in the manner that, say, one might expand one’s house, by knocking out a wall and positioning a new bathroom where once there stood a majestic oak. Rather than space extending itself, it is the distance between any two points within the universe that is growing. That idea emerged in the 1930s amid much controversy, but one of the best ways to visualize it is still a metaphor enunciated in 1931 by Cambridge University astronomer Arthur Eddington. Eddington visualized the universe as the surface of an expanding balloon, and all the galaxies as points on that surface. This picture clearly illustrates why far galaxies recede more quickly than nearby ones. For example, if the radius of the balloon doubled each hour, then the distance between any two galaxies on the balloon would double each hour. If at some time two galaxies were 1 inch apart, an hour later they would be 2 inches apart, and they would appear to be moving relative to each other at a rate of 1 inch per hour. But if they started 2 inches apart, an hour later they would be separated by 4 inches and would appear to be moving away from each other at a rate of 2 inches per hour. That is just what Hubble found: the farther away a galaxy, the faster it was moving away from us.
It is important to realize that the expansion of space does not affect the size of material objects such as galaxies, stars, apples, atoms, or other objects held together by some sort of force. For example, if we circled a cluster of galaxies on the balloon, that circle would not expand as the balloon expanded. Rather, because the galaxies are bound by gravitational forces, the circle and the galaxies within it would keep their size and configuration as the balloon enlarged. This is important because we can detect expansion only if our measuring instruments have fixed sizes. If everything were free to expand, then we, our yardsticks, our laboratories, and so on would all expand proportionately and we would not notice any difference.
That the universe is expanding was news to Einstein. But the possibility that the galaxies are moving away from each other had been proposed a few years before Hubble’s papers on theoretical grounds arising from Einstein’s own equations. In 1922, Russian physicist and mathematician Alexander Friedmann investigated what would happen in a model universe based upon two assumptions that greatly simplified the mathematics: that the universe looks identical in every direction, and that it looks that way from every observation point. We know that Friedmann’s first assumption is not exactly true—the universe fortunately is not uniform everywhere! If we gaze upward in one direction, we might see the sun; in another, the moon or a colony of migrating vampire bats. But the universe does appear to be roughly the same in every direction when viewed on a scale that is far larger—larger even than the distance between galaxies. It is something like looking down at a forest. If you are close enough, you can make out individual leaves, or at least trees, and the spaces between them. But if you are so high up that if you hold out your thumb it covers a square mile of trees, the forest will appear to be a uniform shade of green. We would say that, on that scale, the forest is uniform.
Based on his assumptions Friedmann was able to discover a solution to Einstein’s equations in which the universe expanded in the manner that Hubble would soon discover to be true. In particular, Friedmann’s model universe begins with zero size and expands until gravitational attraction slows it down, and eventually causes it to collapse in upon itself. (There are, it turns out, two other types of solutions to Einstein’s equations that also satisfy the assumptions of Friedmann’s model, one corresponding to a universe in which the expansion continues forever, though it does slow a bit, and another to a universe in which the rate of expansion slows toward zero, but never quite reaches it.) Friedmann died a few years after producing this work, and his ideas remained largely unknown until after Hubble’s discovery. But in 1927 a professor of physics and Roman Catholic priest named Georges Lemaître proposed a similar idea: If you trace the history of the universe backward into the past, it gets tinier and tinier until you come upon a creation event—what we now call the big bang.
Not everyone liked the big bang picture. In fact, the term “big bang” was coined in 1949 by Cambridge astrophysicist Fred Hoyle, who believed in a universe that expanded forever, and meant the term as a derisive description. The first direct observations supporting the idea didn’t come until 1965, with the discovery that there is a faint background of microwaves throughout space. This cosmic microwave background radiation, or CMBR, is the same as that in your microwave oven, but much less powerful. You can observe the CMBR yourself by tuning your television to an unused channel—a few percent of the snow you see on the screen will be caused by it. The radiation was discovered by accident by two Bell Labs scientists trying to eliminate such static from their microwave antenna. At first they thought the static might be coming from the droppings of pigeons roosting in their apparatus, but it turned out their problem had a more interesting origin—the CMBR is radiation left over from the very hot and dense early universe that would have existed shortly after the big bang. As the universe expanded, it cooled until the radiation became just the faint remnant we now observe. At present these microwaves could heat your food to only about −270 degrees Centigrade—3 degrees above absolute zero, and not very useful for popping corn.
Astronomers have also found other fingerprints supporting the big bang picture of a hot, tiny early universe. For example, during the first minute or so, the universe would have been hotter than the center of a typical star. During that period the entire universe would have acted as a nuclear fusion reactor. The reactions would have ceased when the universe expanded and cooled sufficiently, but the theory predicts that this should have left a universe composed mainly of hydrogen, but also about 23 percent helium, with traces of lithium (all heavier elements were made later, inside stars). The calculation is in good accordance with the amounts of helium, hydrogen, and lithium we observe.
Measurements of helium abundance and the CMBR provided convincing evidence in favor of the big bang picture of the very early universe, but although one can think of the big bang picture as a valid description of early times, it is wrong to take the big bang literally, that is, to think of Einstein’s theory as providing a true picture of the origin of the universe. That is because general relativity predicts there to be a point in time at which the temperature, density, and curvature of the universe are all infinite, a situation mathematicians call a singularity. To a physicist this means that Einstein’s theory breaks down at that point and therefore cannot be used to predict how the universe began, only how it evolved afterward. So although we can employ the equations of general relativity and our observations of the heavens to learn about the universe at a very young age, it is not correct to carry the big bang picture all the way back to the beginning.
We will get to the issue of the origin of the universe shortly, but first a few words about the first phase of the expansion. Physicists call it inflation. Unless you’ve lived in Zimbabwe, where currency inflation recently exceeded 200,
000,000 percent, the term may not sound very explosive. But according to even conservative estimates, during this cosmological inflation, the universe expanded by a factor of 1,000,000,000,000,000,000,000,000,000,000 in .00000000000000000000000000000000001 second. It was as if a coin 1 centimeter in diameter suddenly blew up to ten million times the width of the Milky Way. That may seem to violate relativity, which dictates that nothing can move faster than light, but that speed limit does not apply to the expansion of space itself.
The idea that such an episode of inflation might have occurred was first proposed in 1980, based on considerations that go beyond Einstein’s theory of general relativity and take into account aspects of quantum theory. Since we don’t have a complete quantum theory of gravity, the details are still being worked out, and physicists aren’t sure exactly how inflation happened. But according to the theory, the expansion caused by inflation would not be completely uniform, as predicted by the traditional big bang picture. These irregularities would produce minuscule variations in the temperature of the CMBR in different directions. The variations are too small to have been observed in the 1960s, but they were first discovered in 1992 by NASA’s COBE satellite, and later measured by its successor, the WMAP satellite, launched in 2001. As a result, we are now confident that inflation really did happen.
Ironically, though tiny variations in the CMBR are evidence for inflation, one reason inflation is an important concept is the nearly perfect uniformity of the temperature of the CMBR. If you make one part of an object hotter than its surroundings and then wait, the hot spot will grow cooler and its surroundings warmer until the temperature of the object is uniform. Similarly, one would expect the universe to eventually have a uniform temperature. But this process takes time, and if inflation hadn’t occurred, there wouldn’t have been enough time in the history of the universe for heat at widely separated regions to equalize, assuming that the speed of such heat transfer is limited by the speed of light. A period of very rapid expansion (much faster than light speed) remedies that because there would have been enough time for the equalization to happen in the extremely tiny preinflationary early universe.
Inflation explains the bang in the big bang, at least in the sense that the expansion it represents was far more extreme than the expansion predicted by the traditional big bang theory of general relativity during the time interval in which inflation occurred. The problem is, for our theoretical models of inflation to work, the initial state of the universe had to be set up in a very special and highly improbable way. Thus traditional inflation theory resolves one set of issues but creates another—the need for a very special initial state. That time-zero issue is eliminated in the theory of the creation of the universe we are about to describe.
Since we cannot describe creation employing Einstein’s theory of general relativity, if we want to describe the origin of the universe, general relativity has to be replaced by a more complete theory. One would expect to need a more complete theory even if general relativity did not break down, because general relativity does not take into account the small-scale structure of matter, which is governed by quantum theory. We mentioned in Chapter 4 that for most practical purposes quantum theory does not hold much relevance for the study of the large-scale structure of the universe because quantum theory applies to the description of nature on microscopic scales. But if you go far enough back in time, the universe was as small as the Planck size, a billion-trillion-trillionth of a centimeter, which is the scale at which quantum theory does have to be taken into account. So though we don’t yet have a complete quantum theory of gravity, we do know that the origin of the universe was a quantum event. As a result, just as we combined quantum theory and general relativity—at least provisionally—to derive the theory of inflation, if we want to go back even further and understand the origin of the universe, we must combine what we know about general relativity with quantum theory.
To see how this works, we need to understand the principle that gravity warps space and time. Warpage of space is easier to visualize than warpage of time. Imagine that the universe is the surface of a flat billiard table. The table’s surface is a flat space, at least in two dimensions. If you roll a ball on the table it will travel in a straight line. But if the table becomes warped or dented in places, as in the illustration below, then the ball will curve.
It is easy to see how the billiard table is warped in this example because it is curving into an outside third dimension, which we can see. Since we can’t step outside our own space-time to view its warpage, the space-time warpage in our universe is harder to imagine. But curvature can be detected even if you cannot step out and view it from the perspective of a larger space. It can be detected from within the space itself. Imagine a micro-ant confined to the surface of the table. Even without the ability to leave the table, the ant could detect the warpage by carefully charting distances. For example, the distance around a circle in flat space is always a bit more than three times the distance across its diameter (the actual multiple is π). But if the ant cut across a circle encompassing the well in the table pictured above, it would find that the distance across is greater than expected, greater than one-third the distance around it. In fact, if the well were deep enough, the ant would find that the distance around the circle is shorter than the distance across it. The same is true of warpage in our universe—it stretches or compresses the distance between points of space, changing its geometry, or shape, in a way that is measurable from within the universe. Warpage of time stretches or compresses time intervals in an analogous manner.
Armed with these ideas, let’s return to the issue of the beginning of the universe. We can speak separately of space and time, as we have in this discussion, in situations involving low speeds and weak gravity. In general, however, time and space can become intertwined, and so their stretching and compressing also involve a certain amount of mixing. This mixing is important in the early universe and the key to understanding the beginning of time.
The issue of the beginning of time is a bit like the issue of the edge of the world. When people thought the world was flat, one might have wondered whether the sea poured over its edge. This has been tested experimentally: One can go around the world and not fall off. The problem of what happens at the edge of the world was solved when people realized that the world was not a flat plate, but a curved surface. Time, however, seemed to be like a model railway track. If it had a beginning, there would have to have been someone (i.e., God) to set the trains going. Although Einstein’s general theory of relativity unified time and space as space-time and involved a certain mixing of space and time, time was still different from space, and either had a beginning and an end or else went on forever. However, once we add the effects of quantum theory to the theory of relativity, in extreme cases warpage can occur to such a great extent that time behaves like another dimension of space.
In the early universe—when the universe was small enough to be governed by both general relativity and quantum theory—there were effectively four dimensions of space and none of time. That means that when we speak of the “beginning” of the universe, we are skirting the subtle issue that as we look backward toward the very early universe, time as we know it does not exist! We must accept that our usual ideas of space and time do not apply to the very early universe. That is beyond our experience, but not beyond our imagination, or our mathematics. If in the early universe all four dimensions behave like space, what happens to the beginning of time?
The realization that time can behave like another direction of space means one can get rid of the problem of time having a beginning, in a similar way in which we got rid of the edge of the world. Suppose the beginning of the universe was like the South Pole of the earth, with degrees of latitude playing the role of time. As one moves north, the circles of constant latitude, representing the size of the universe, would expand. The universe would start as a point at the South Pole, but the South Pole is much like any other point. To
ask what happened before the beginning of the universe would become a meaningless question, because there is nothing south of the South Pole. In this picture space-time has no boundary—the same laws of nature hold at the South Pole as in other places. In an analogous manner, when one combines the general theory of relativity with quantum theory, the question of what happened before the beginning of the universe is rendered meaningless. This idea that histories should be closed surfaces without boundary is called the no-boundary condition.
Over the centures many, including Aristotle, believed that the universe must have always existed in order to avoid the issue of how it was set up. Others believed the universe had a beginning, and used it as an argument for the existence of God. The realization that time behaves like space presents a new alternative. It removes the age-old objection to the universe having a beginning, but also means that the beginning of the universe was governed by the laws of science and doesn’t need to be set in motion by some god.
If the origin of the universe was a quantum event, it should be accurately described by the Feynman sum over histories. To apply quantum theory to the entire universe—where the observers are part of the system being observed—is tricky, however. In Chapter 4 we saw how particles of matter fired at a screen with two slits in it could exhibit interference patterns just as water waves do. Feynman showed that this arises because a particle does not have a unique history. That is, as it moves from its starting point A to some endpoint B, it doesn’t take one definite path, but rather simultaneously takes every possible path connecting the two points. From this point of view, interference is no surprise because, for instance, the particle can travel through both slits at the same time and interfere with itself. Applied to the motion of a particle, Feynman’s method tells us that to calculate the probability of any particular endpoint we need to consider all the possible histories that the particle might follow from its starting point to that endpoint. One can also use Feynman’s methods to calculate the quantum probabilities for observations of the universe. If they are applied to the universe as a whole, there is no point A, so we add up all the histories that satisfy the no-boundary condition and end at the universe we observe today.