But that isn’t the question we set out with. Our question was, how much luck are we allowed to assume in a theory of the origin of life on Earth? I said that the answer depends upon whether life has arisen only once, or many times. Begin by giving a name to the probability, however low it is, that life will originate on any randomly designated planet of some particular type. Call this number the spontaneous generation probability or SGP. It is the SGP that we shall arrive at if we sit down with our chemistry textbooks, or strike sparks through plausible mixtures of atmospheric gases in our laboratory, and calculate the odds of replicating molecules springing spontaneously into existence in a typical planetary atmosphere. Suppose that our best guess of the SGP is some very very small number, say one in a billion. This is obviously such a small probability that we haven’t the faintest hope of duplicating such a fantastically lucky, miraculous event as the origin of life in our laboratory experiments. Yet if we assume, as we are perfectly entitled to do for the sake of argument, that life has originated only once in the universe, it follows that we are allowed to postulate a very large amount of luck in a theory, because there are so many planets in the universe where life could have originated. If, as one estimate has it, there are 100 billion billion planets, this is 100 billion times greater than even the very low SGP that we postulated. To conclude this argument, the maximum amount of luck that we are allowed to assume, before we reject a particular theory of the origin of life, has odds of one in N, where N is the number of suitable planets in the universe. There is a lot hidden in that word ‘suitable’, but let us put an upper limit of 1 in 100 billion billion for the maximum amount of luck that this argument entitles us to assume.
Think about what this means. We go to a chemist and say: get out your textbooks and your calculating machine; sharpen your pencil and your wits; fill your head with formulae, and your flasks with methane and ammonia and hydrogen and carbon dioxide and all the other gases that a primeval nonliving planet can be expected to have; cook them all up together; pass strokes of lightning through your simulated atmospheres, and strokes of inspiration through your brain; bring all your clever chemist’s methods to bear, and give us your best chemist’s estimate of the probability that a typical planet will spontaneously generate a self-replicating molecule. Or, to put it another way, how long would we have to wait before random chemical events on the planet, random thermal jostling of atoms and molecules, resulted in a self-replicating molecule?
Chemists don’t know the answer to this question. Most modern chemists would probably say that we’d have to wait a long time by the standards of a human lifetime, but perhaps not all that long by the standards of cosmological time. The fossil history of earth suggests that we have about a billion years — one ‘aeon’, to use a convenient modern definition — to play with, for this is roughly the time that elapsed between the origin of the Earth about 4.5 billion years ago and the era of the first fossil organisms. But the point of our ‘numbers of planets’ argument is that, even if the chemist said that we’d have to wait for a ‘miracle’, have to wait a billion billion years — far longer than the universe has existed, we can still accept this verdict with equanimity. There are probably more than a billion billion available planets in the universe. If each of them lasts as long as Earth, that gives us about a billion billion billion planet-years to play with. That will do nicely! A miracle is translated into practical politics by a multiplication sum.
There is a concealed assumption in this argument. Well, actually there are lots, but there’s one in particular that I want to talk about. This is that, once life (i.e. replicators and cumulative selection) originates at all, it always advances to the point where its creatures evolve enough intelligence to speculate about their origins. If this is not so, our estimate of the amount of luck that we are allowed to postulate must be reduced accordingly. To be more precise, the maximum odds against the origin of life on any one planet that our theories are allowed to postulate, is the number of available planets in the universe divided by the odds that life, once started, will evolve sufficient intelligence to speculate about its own origins.
It may seem a little strange that ‘sufficient intelligence to speculate about its own origins’ is a relevant variable. To understand why it is, consider an alternative assumption. Suppose that the origin of life was quite a probable event, but the subsequent evolution of intelligence was exceedingly improbable, demanding a huge stroke of luck. Suppose the origin of intelligence is so improbable that it has happened on only one planet in the universe, even though life has started on many planets. Then, since we know we are intelligent enough to discuss the question, we know that Earth must be that one planet. Now suppose that the origin of life, and the origin of intelligence given that life is there, are both highly improbable events. Then the probability of any one planet, such as Earth, enjoying both strokes of luck is the product of the two low probabilities, and this is a far smaller probability.
It is as though, in our theory of how we came to exist, we are allowed to postulate a certain ration of luck. This ration has, as its upper limit, the number of eligible planets in the universe. Given our ration of luck, we can then ‘spend’ it as a limited commodity over the course of our explanation of our own existence. If we use up almost all our ration of luck in our theory of how life gets started on a planet in the first place, then we are allowed to postulate very little more luck in subsequent parts of our theory, in, say, the cumulative evolution of brains and intelligence. If we don’t use up all our ration of luck in our theory of the origin of life, we have some left over to spend on our theories of subsequent evolution, after cumulative selection has got going. If we want to use up most of our ration of luck in our theory of the origin of intelligence, then we haven’t much left over to spend on our theory of the origin of life: we must come up with a theory that makes the origin of life almost inevitable. Alternatively, if we don’t need our whole luck ration for these two stages of our theory, we can, in effect, use the surplus to postulate life elsewhere in the universe.
My personal feeling is that, once cumulative selection has got itself properly started, we need to postulate only a relatively small amount of luck in the subsequent evolution of life and intelligence. Cumulative selection, once it has begun, seems to me powerful enough to make the evolution of intelligence probable, if not inevitable. This means that we can, if we want to, spend virtually our entire ration of postulatable luck in one big throw, in our theory of the origin of life on a planet. Therefore we have at our disposal, if we want to use it, odds of 1 in 100 billion billion as an upper limit (or 1 in however many available planets we think there are) to spend in our theory of the origin of life. This is the maximum amount of luck we are allowed to postulate in our theory. Suppose we want to suggest, for instance, that life began when both DNA and its protein-based replication machinery spontaneously chanced to come into existence. We can allow ourselves the luxury of such an extravagant theory, provided that the odds against this coincidence occurring on a planet do not exceed 100 billion billion to one.
This allowance may seem large. It is probably ample to accommodate the spontaneous arising of DNA or RNA. But it is nowhere near enough to enable us to do without cumulative selection altogether. The odds against assembling a well-designed body that flies as well as a swift, or swims as well as a dolphin, or sees as well as a falcon, in a single blow of luck — single-step selection — are stupendously greater than the number of atoms in the universe, let alone the number of planets! No, it is certain that we are going to need a hefty measure of cumulative selection in our explanations of life.
But although we are entitled, in our theory of the origin of life, to spend a maximum ration of luck amounting, perhaps, to odds of 100 billion billion to one against, my hunch is that we aren’t going to need more than a small fraction of that ration. The origin of life on a planet can be a very improbable event indeed by our everyday standards, or indeed by the standards of the chemistry laboratory
, and still be sufficiently probable to have occurred, not just once but many times, all over the universe. We can regard the statistical argument about numbers of planets as an argument of last resort. At the end of the chapter I shall make the paradoxical point that the theory we are looking for may actually need to seem improbable, even miraculous, to our subjective judgement (because of the way our subjective judgement has been made). Nevertheless, it is still sensible for us to begin by seeking that theory of the origin of life with the least degree of improbability. If the theory that DNA and its copying machinery arose spontaneously is so improbable that it obliges us to assume that life is very rare in the universe, and may even be unique to Earth, our first resort is to try to find a more probable theory. So, can we come up with any speculations about relatively probable ways in which cumulative selection might have got its start?
The word ‘speculate’ has pejorative overtones, but these are quite uncalled for here. We can hope for nothing more than speculation when the events we are talking about took place four billion years ago and took place, moreover, in a world that must have been radically different from that which we know today. For instance, there almost certainly was no free oxygen in the atmosphere. Though the chemistry of the world may have changed, the laws of chemistry have not changed (that’s why they are called laws), and modern chemists know enough about those laws to make some well-informed speculations, speculations that have to pass rigorous tests of plausibility imposed by the laws. You can’t just speculate wildly and irresponsibly, allowing your imagination to run riot in the manner of such unsatisfying space fiction panaceas as ‘hyperdrives’, ‘time warps’ and ‘infinite improbability drives’. Of all possible speculations about the origin of life, most run foul of the laws of chemistry and can be ruled out, even if we make full use of our statistical fallback argument about numbers of planets. Careful selective speculation is therefore a constructive exercise. But you do have to be a chemist to do it.
I am a biologist not a chemist, and I must rely on chemists to get their sums right. Different chemists prefer different pet theories, and there is no shortage of theories. I could attempt to lay all these theories before you impartially. That would be the proper thing to do in a student textbook. This isn’t a student textbook. The basic idea of The Blind Watchmaker is that we don’t need to postulate a designer in order to understand life, or anything else in the universe. We are here concerned with the kind of solution that must be found, because of the kind of problem we are faced with. I think that this is best explained, not by looking at lots of particular theories, but by looking at one as an example of how the basic problem — how cumulative selection got its start — might be solved.
Now, which theory to choose as my representative sample? Most textbooks give greatest weight to the family of theories based on an organic ‘primeval soup’. It seems probable that the atmosphere of Earth before the coming of life was like that of other planets which are still lifeless. There was no oxygen, plenty of hydrogen and water, carbon dioxide, very likely some ammonia, methane and other simple organic gases. Chemists know that oxygen-free climates like this tend to foster the spontaneous synthesis of organic compounds. They have set up in flasks miniature reconstructions of conditions on the early Earth. They have passed through the flasks electric sparks simulating lightning, and ultraviolet light, which would have been much stronger before the Earth had an ozone layer shielding it from the sun’s rays. The results of these experiments have been exciting. Organic molecules, some of them of the same general types as are normally only found in living things, have spontaneously assembled themselves in these flasks. Neither DNA nor RNA has appeared, but the building blocks of these large molecules, called purines and pyrimidines, have. So have the building blocks of proteins, amino acids. The missing link for this class of theories is still the origin of replication. The building blocks haven’t come together to form a self-replicating chain like RNA. Maybe one day they will.
But, in any case, the organic primeval-soup theory is not the one I have chosen for my illustration of the kind of solution that we must look for. I did choose it in my first book, The Selfish Gene, so I thought that here I would fly a kite for a somewhat less-fashionable theory (although it recently has started gaining ground), which seems to me to have at least a sporting chance of being right. Its audacity is appealing, and it does illustrate well the properties that any satisfying theory of the origin of life must have. This is the ‘inorganic mineral’ theory of the Glasgow chemist Graham Cairns-Smith, first proposed 20 years ago and since developed and elaborated in three books, the latest of which, Seven Clues to the Origin of Life, treats the origin of life as a mystery needing a Sherlock Holmes solution.
Cairns-Smith’s view of the DNA/protein machinery is that it probably came into existence relatively recently, perhaps as recently as three billion years ago. Before that there were many generations of cumulative selection, based upon some quite different replicating entities. Once DNA was there, it proved to be so much more efficient as a replicator, and so much more powerful in its effects on its own replication, that the original replication system that spawned it was cast off and forgotten. The modern DNA machinery, according to this view, is a late-comer, a recent usurper of the role of fundamental replicator, having taken over that role from an earlier and cruder replicator. There may even have been a whole series of such usurpations, but the original replication process must have been sufficiently simple to have come about through what I have dubbed ‘single-step selection’.
Chemists divide their subject into two main branches, organic and inorganic. Organic chemistry is the chemistry of one particular element, carbon. Inorganic chemistry is all the rest. Carbon is important and deserves to have its own private branch of chemistry, partly because life chemistry is all carbon-chemistry, and partly because those same properties that make carbon-chemistry suitable for life also make it suitable for industrial processes, such as those of the plastics industry. The essential property of carbon atoms that makes them so suitable for life and for industrial synthetics, is that they join together to form a limitless repertoire of different kinds of very large molecules. Another element that has some of these same properties is silicon. Although the chemistry of modern Earth-bound life is all carbon-chemistry, this may not be true all over the universe, and it may not always have been true on this Earth. Cairns-Smith believes that the original life on this planet was based on self-replicating inorganic crystals such as silicates. If this is true, organic replicators, and eventually DNA, must later have taken over or usurped the role.
He gives some arguments for the general plausibility of this idea of ‘takeover’. An arch of stones, for instance, is a stable structure capable of standing for many years even if there is no cement to bind it. Building a complex structure by evolution is like trying to build a mortarless arch if you are allowed to touch only one stone at a time. Think about the task naïvely, and it can’t be done. The arch will stand once the last stone is in place, but the intermediate stages are unstable. It’s quite easy to build the arch, however, if you are allowed to subtract stones as well as add them. Start by building a solid heap of stones, then build the arch resting on top of this solid foundation. Then, when the arch is all in position, including the vital keystone at the top, carefully remove the supporting stones and, with a modicum of luck, the arch will remain standing. Stonehenge is incomprehensible until we realize that the builders used some kind of scaffolding, or perhaps ramps of earth, which are no longer there. We can see only the end-product, and have to infer the vanished scaffolding. Similarly, DNA and protein are two pillars of a stable and elegant arch, which persists once all its parts simultaneously exist. It is hard to imagine it arising by any step-by-step process unless some earlier scaffolding has completely disappeared. That scaffolding must itself have been built by an earlier form of cumulative selection, at whose nature we can only guess. But it must have been based upon replicating entities with power over t
heir own future.
Cairns-Smith’s guess is that the original replicators were crystals of inorganic materials, such as those found in clays and muds. A crystal is just a large orderly array of atoms or molecules in the solid state. Because of properties that we can think of as their ‘shape’, atoms and small molecules tend naturally to pack themselves together in a fixed and orderly manner. It is almost as though they ‘want’ to slot together in a particular way, but this illusion is just an inadvertent consequence of their properties. Their ‘preferred’ way of slotting together shapes the whole crystal. It also means that, even in a large crystal such as a diamond, any part of the crystal is exactly the same as any other part, except where there are flaws. If we could shrink ourselves to the atomic scale, we would see almost endless rows of atoms, stretching to the horizon in straight lines — galleries of geometric repetition.
Since it is replication we are interested in, the first thing we must know is, can crystals replicate their structure? Crystals are made of myriads of layers of atoms (or equivalent), and each layer builds upon the layer below. Atoms (or ions; the difference needn’t concern us) float around free in solution, but if they happen to encounter a crystal they have a natural tendency to slot into position on the surface of the crystal. A solution of common salt contains sodium ions and chloride ions jostling about in a more or less chaotic fashion. A crystal of common salt is a packed, orderly array of sodium ions alternating with chloride ions at right angles to one another. When ions floating in the water happen to bump into the hard surface of the crystal, they tend to stick. And they stick in just the right places to cause a new layer to be added to the crystal just like the layer below. So once a crystal gets started it grows, each layer being the same as the layer below.