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  The THREE KINGDOMS

  VOLUME 2

  The Sleeping Dragon

  LUO GUANZHONG

  Translated by YU SUMEI

  Edited by RONALD C. IVERSON

  TUTTLE Publishing

  Tokyo | Rutland, Vermont | Singapore

  Published by Tuttle Publishing, an imprint of Periplus Editions (HK) Ltd.

  www.tuttlepublishing.com

  Copyright © 2014 Ronald C. Iverson

  All rights reserved. No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, without prior written permission from the publisher.

  Library of Congress Cataloging-in-Publication Data in process

  ISBN: 978-1-4629-1438-8 (ebook)

  16 15 14 5 4 3 2 1 1401MP

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  The Tuttle Story

  “Books to Span the East and West”

  Many people are surprised to learn that the world’s largest publisher of books on Asia had its humble beginnings in the tiny American state of Vermont. The company’s founder, Charles Tuttle, belonged to a New England family steeped in publishing.

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  Though a westerner, Tuttle was hugely instrumental in bringing a knowledge of Japan and Asia to a world hungry for information about the East. By the time of his death in 1993, Tuttle had published over 6,000 books on Asian culture, history and art—a legacy honored by the Japanese emperor with the “Order of the Sacred Treasure,” the highest tribute Japan can bestow upon a non-Japanese.

  With a backlist of 1,500 titles, Tuttle Publishing is more active today than at any time in its past— inspired by Charles Tuttle’s core mission to publish fine books to span the East and West and provide a greater understanding of each.

  Contents

  CHAPTER THIRTY-SIX

  Liu Bei Schemes to Capture Fancheng

  Xu Shu Leaves and Recommends Zhuge Liang

  CHAPTER THIRTY-SEVEN

  Sima Hui Recommends Zhuge Liang

  Liu Bei Pays Three Visits to Zhuge Liang’s Cottage

  CHAPTER THIRTY-EIGHT

  Zhuge Liang Outlines Plans for Three Kingdoms

  Sun Quan Attacks Huang Zu to Avenge His Father

  CHAPTER THIRTY-NINE

  At Jingzhou Liu Qi Thrice Begs for Advice

  At Bowang Zhuge Liang Directs His First Battle

  CHAPTER FORTY

  Lady Cai Plans to Submit Jingzhou to Cao Cao

  Zhuge Liang Burns Xinye

  CHAPTER FORTY-ONE

  Liu Bei Leads His People Across the River

  Zhao Yun Rescues the Child of His Lord

  CHAPTER FORTY-TWO

  Zhang Fei Raises Havoc at Long Slope Bridge

  Liu Bei Retreats to Jiangxia in Defeat

  CHAPTER FORTY-THREE

  Zhuge Liang Debates with the Scholars of Wu

  Lu Su Denounces the Majority Opinion

  CHAPTER FORTY-FOUR

  Zhuge Liang Stirs Zhou Yu to Action

  Sun Quan Decides to Attack Cao Cao

  CHAPTER FORTY-FIVE

  Cao Cao Suffers Defeat at the Junction of Three Rivers

  Jiang Gan Is Tricked at a Gathering of Heroes

  CHAPTER FORTY-SIX

  Zhuge Liang “Borrows” Arrows by Means of a Wonderful Scheme

  Huang Gai Accepts Punishment to Implement a Secret Plan

  CHAPTER FORTY-SEVEN

  Kan Ze Delivers the Letter of False Defection

  Pang Tong Suggests Linking the Ships by Chains

  CHAPTER FORTY-EIGHT

  Cao Cao Feasts on the Yangtze and Composes a Song

  The Northern Men Attack the South Using Chained Ships

  CHAPTER FORTY-NINE

  On the Altar of Seven Stars Zhuge Liang Prays for an Easterly Wind

  At the Junction of Three Rivers Zhou Yu Sets Fire to Cao Cao’s Fleet

  CHAPTER FIFTY

  Zhuge Liang Foresees the Huarong Episode

  Guan Yu Lets Cao Cao Escape Out of Friendship

  CHAPTER FIFTY-ONE

  A Great Battle Is Fought Between North and South

  Zhuge Liang Provokes Zhou Yu to Anger for the First Time

  CHAPTER FIFTY-TWO

  Zhuge Liang Defends Himself for Seizing Three Cities

  Zhao Yun Uses a Clever Scheme to Capture Guiyang

  CHAPTER FIFTY-THREE

  Guan Yu Releases Huang Zhong from a Sense of Righteousness

  Sun Quan Fights a Great Battle with Zhang Liao

  CHAPTER FIFTY-FOUR

  Dowager Wu Meets Her Son-in-Law at a Temple

  Liu Bei Takes a Worthy Consort

  CHAPTER FIFTY-FIVE

  Liu Bei Cleverly Persuades His Bride to Leave Wu

  Zhuge Liang Provokes Zhou Yu to Anger a Second Time

  CHAPTER FIFTY-SIX

  Cao Cao Gives a Banquet in the Bronze Bird Tower

  Zhuge Liang Provokes Zhou Yu to Anger a Third Time

  CHAPTER FIFTY-SEVEN

  Zhuge Liang Mourns at Caisang

  Pang Tong Governs at Leiyang

  CHAPTER FIFTY-EIGHT

  Ma Chao Raises an Army for Vengeance

  Cao Cao Shaves His Beard and Loses His Robe When Escaping

  CHAPTER FIFTY-NINE

  Xu Chu Strips for a Fight with Ma Chao

  Cao Cao Sows Dissension Between Ma Chao and Han Sui

  CHAPTER SIXTY

  Zhang Song Turns the Tables on Yang Xiu

  Pang Tong Advises Liu Bei to Seize the West

  CHAPTER SIXTY-ONE

  Zhao Yun Rescues A-Dou on the River

  Sun Quan Writes a Letter to Repulse Cao Cao

  CHAPTER SIXTY-TWO

  Yang and Gao are Slain at the Fall of Fu Pass

  Huang Zhong and Wei Yan Rival with Each Other to take Luocheng

  CHAPTER SIXTY-THREE

  Zhuge Liang Mourns the Death of Pang Tong

  Zhang Fei Releases Yan Yan

  CHAPTER SIXTY-FOUR

  Zhuge Liang Plans to Capture Zhang Ren
br />
  Yang Fu Borrows an Army to Destroy Ma Chao

  CHAPTER SIXTY-FIVE

  Ma Chao Fights a Great Battle at Jiameng Pass

  Liu Bei Assumes Governorship of Yizhou

  CHAPTER SIXTY-SIX

  Armed with His Sword, Guan Yu Goes to a Feast Alone

  Empress Fu Devotes Her Life to the State

  CHAPTER SIXTY-SEVEN

  Cao Cao Conquers Hanzhong

  Zhang Liao Spreads Terror at Xiaoyao Ford

  CHAPTER SIXTY-EIGHT

  Gan Ning Leads a Hundred Horsemen to Raid Cao Cao’s Camp

  Zuo Ci Flings a Cup to Taunt Cao Cao

  CHAPTER SIXTY-NINE

  Guan Lu Divines by the Book of Changes

  Five Loyal Souls Die for Their Country

  CHAPTER SEVENTY

  Fierce Zhang Fei Takes Wakou Pass by a Clever Scheme

  Aged Huang Zhong Captures Mount Tiandang by a Stratagem

  CHAPTER SEVENTY-ONE

  Huang Zhong Scores a Victory with the Capture of Dui Hill

  Zhao Yun Conquers a Host on the Han Waters

  CHAPTER SEVENTY-TWO

  Zhuge Liang Conquers Hanzhong by Strategy

  Cao Cao Withdraws His Army into Sloping Valley

  CHAPTER SEVENTY-THREE

  Liu Bei Becomes Prince of Hanzhong

  Guan Yu Attacks and Occupies Xiangyang

  CHAPTER SEVENTY-FOUR

  Pang De Takes His Coffin on a Campaign

  Guan Yu Drowns Seven Enemy Forces

  List of Main Characters

  Cai Mao—brother-in-law of Liu Biao

  Cao Cao (Cao Meng-de, A.D. 155–220)—prime minister to Emperor Xian, controls the real power of the state; later created Duke of Wei, Prince of Wei and posthumously, Emperor Wu of Wei Dynasty

  Cao Hong—cousin of Cao Cao and senior officer under him

  Cao Pi (A.D. 187–226)—second son

  of Cao Cao, later first emperor (Emperor Wen) of Wei Dynasty, which he established in A.D. 220

  Cao Ren—cousin of Cao Cao and senior officer under him

  Cao Rui—son of Cao Pi, later Emperor Ming of Wei

  Cao Shuang—son of Cao Zhen, enemy of Sima Yi

  Cao Zhen—senior officer of Wei

  Cao Zhi (Cao Zi-jian, A.D. 192–232)— favorite son of Cao Cao and a famed poet

  Chen Deng—advisor to Lu Bu but later plots his destruction

  Chen Gong—chief advisor to Lu Bu

  Chen Lin—notable scholar, first served as advisor to Yuan Shao but later surrendered to Cao Cao

  Chen Wu—senior officer of Wu

  Cheng Pu—senior officer of Wu

  Cheng Yu—advisor to Cao Cao

  Deng Ai—commander of the forces of Wei after Sima Yi

  Dian Wei—bodyguard to Cao Cao

  Diao Chan (Sable Cicada)—singing girl at Wang Yun’s house, who helps her master destroy Dong Zhuo; concubine of Lu Bu

  Ding Feng—senior officer of Wu

  Dong Cheng—general of Han and relative to the imperial house, who receives the secret edict from Emperor Xian to assassinate Cao Cao

  Dong Zhuo—governor of Hedong, later establishes himself as prime minister of Han; set up Emperor Xian in place of his brother, Emperor Shao, in order to build his own power

  Emperor Shao (Liu Bian)—son of Emperor Ling and Empress He, deposed and murdered by Dong Zhuo

  Emperor Xian (Liu Xie)—brother

  of Emperor Shao, a puppet ruler controlled by his ministers; deposed by Cao Pi in A.D. 220 (r. A.D. 189–220)

  Empress Dowager He—mother of Emperor Shao, sister of He Jin; murdered by Dong Zhuo

  Fa Zheng—Liu Zhang’s official who helped Liu Bei acquire the rule of Shu

  Feng Ji—advisor to Yuan Shao, enemy of Tian Feng

  Gan Ning (Gan Xin-ba)—senior officer of Wu, famed for his bravery

  Gao Shun—officer under Lu Bu

  Gongsun Zan—patron of Liu Bei and one of the seventeen lords who join forces to wage war on Dong Zhuo; commits suicide after being destroyed by Yuan Shao

  Guan Lu, famous sage

  Guan Ping—adopted son of Guan Yu, killed by Sun Quan

  Guan Xing—elder son of Guan Yu

  Guan Yu (Guan Yun-chang, A.D.?–219)—sworn brother of Liu Bei and Zhang Fei, Lord of Hanshou, famed for his valor and rectitude; respected greatly by Cao Cao

  Guo Jia (Guo Feng-xiao)—trusted advisor to Cao Cao

  Guo Si—fellow rebel with Li Jue after the downfall of Dong Zhuo

  Guo Tu—advisor to Yuan Shao and later to his eldest son Yuan Tan

  Han Dang—senior officer of Wu

  Han Sui—warrior from the northwest, sworn brother of Ma Teng

  He Jin—brother of Empress Dowager He and commander of Han forces; murdered by eunuchs

  Hua Tuo—famous physician who cures Zhou Tai and Guan Yu; killed by Cao Cao

  Hua Xin—senior official under Cao Cao and Cao Pi, notorious for his cruelty toward Empress Fu

  Huang Gai (Huang Gong-fu)—senior officer of Wu, whose false defection to Cao Cao plays a key role in the

  Battle of the Red Cliff

  Huang Zhong (Huang Han-sheng)— veteran warrior, joins Liu Bei after the latter’s seisure of Changsha

  Huang Zu—commanding officer under Liu Biao

  Ji Ling—commanding officer under Yuan Shu

  Ji Ping—physician of Han court, killed by Cao Cao after failing to poison him

  Jia Xu—resourceful strategist, advisor first to Li Jue and Guo Si, then to Zhang Xiu, and finally to Cao Cao

  Jian Yong—advisor to Liu Bei

  Jiang Gan—official under Cao Cao, an old friend of Zhou Yu’s

  Jiang Wei (Jiang Bo-yue)—successor to Zhuge Liang as commander-in-chief of Shu forces

  Kan Ze—senior advisor of Wu, who delivers Huang Gai’s false letter of defection to Cao Cao

  Kong Rong—notable Han scholar, descendant of Confucius, Prefect of Beihai; later killed by Cao Cao for his outspokenness

  Kuai Yue—advisor to Liu Biao

  Lady Cai—second wife of Liu Biao, sister of Cai Mao

  Lady Gan—wife of Liu Bei, mother of Liu Shan (A Dou)

  Lady Liu—wife of Yuan Shao and mother of Yuan Shang

  Lady Mi—wife of Liu Bei, sister of Mi Zhu and Mi Fang

  Lady Sun—wife of Liu Bei and sister of Sun Quan

  Li Dian—officer under Cao Cao

  Li Jue—chief rebel after the downfall of Dong Zhuo

  Liao Hua—officer of Shu under Guan Yu

  Lin Tong—officer of Wu

  Liu Bei (Liu Xuan-de, A.D. 161–223)— descendant of the imperial house, sworn brother of Guan Yu and Zhang Fei, later Prince of Hanzhong and first ruler of the kingdom of Shu

  Liu Biao (Liu Jin-sheng, A.D. 142–

  208)—Prefect of Jingzhou, who gives shelter to Liu Bei and leaves in his care his two sons, Liu Qi and Liu Zong

  Liu Qi—elder son of Liu Biao; hated by his stepmother Lady Cai

  Liu Shan (A Dou, A.D. 207–271)—eldest son of Liu Bei, second ruler of Shu

  (r. A.D. 223–263)

  Liu Ye—senior advisor to Cao Cao

  Liu Zhang—Governor of Yizhou, later overthrown by his kinsman Liu Bei

  Liu Zong—younger son of Liu Biao; killed with his mother, Lady Cai, by Cao Cao

  Lu Bu (Lu Feng-xian)—valiant warrior, adopted son first of Ding Yuan and later of Dong Zhuo, both of whom die at his hands; killed by Cao Cao

  Lu Meng (Lu Zi-ming)—senior officer of Wu; succeeds Lu Su as commander-in-chief of forces

  Lu Shang—chief counselor to King Wen of Zhou and his son King Wu, who founded the Zhou Dynasty

  Lu Su (Lu Zi-jing)—chief advisor of Wu, successor to Zhou Yu as commander-in-chief; advocates alliance with Liu Bei against Cao Cao

  Lu Xun (Lu Bo-yan)—son-in-law of Sun Ce; succeeds Lu Meng as commander-in-chief of Wu forces to foil Liu Bei’s attack

  Lu Zhi—Han general who commands

  an
imperial force in the suppression of the Yellow Turban Uprising

  Ma Chao (Ma Meng-qi)—son of Ma Teng, later one of Liu Bei’s Five Tiger Generals

  Ma Dai—cousin of Ma Chao, officer of Shu

  Ma Liang—advisor to Liu Bei, brother of Ma Su

  Ma Su (Ma You-chang)—advisor to Liu Bei, younger brother of Ma Liang; put to death after the fall of Jieting

  Ma Teng—Han general, loyal to the House of Han; killed by Cao Cao

  Man Chong—advisor to Cao Cao, who persuades Xu Huang to submit to Cao Cao

  Meng Da—good friend of Fa Zheng and Zhang Song; assists Liu Bei in conquering Shu

  Mi Fang—brother of Lady Mi and Mi Zhu, who fails to rescue Guan Yu and is later killed by Liu Bei

  Mi Zhu—brother of Lady Mi and Mi Fang, loyal follower of Liu Bei

  Pan Zhang—senior officer under Sun Quan

  Pang De—formerly serves under Ma Chao but later joins Cao Cao; killed by Guan Yu

  Pang Tong (Pang Shi-yuan, or

  Phoenix Fledgeling)—chief strategist in the Battle of the Red Cliff and later advisor to Liu Bei

  Shen Pei—advisor to Yuan Shao, and later his youngest son Yuan Shang

  Sima Yan—grandson of Sima Yi; first emperor of Jin Dynasty after forcing the abdication of Cao Huan, last emperor of Wei Dynasty

  Sima Yi (Sima Zhong-da)—advisor to Cao Cao, father of Sima Zhao, who later overthrows Wei Dynasty and establishes Jin Dynasty

  Sima Zhao—son of Sima Yi, father of Sima

  Sun Ce (Sun Bo-fu, A.D. 175–200)— eldest son of Sun Jian, brother of Sun Quan; enlarges the territory he inherits from his father east of the Yangtze River; later assassinated

  Sun Jian (Sun Wen-tai, A.D. 155–

  191)—founder of Wu and father of Sun Ce and Sun Quan; killed by Liu Biao’s men

  Sun Qian—senior counselor to Liu Bei

  Sun Quan (Sun Zhong-mou, A.D. 182–252)—second son of Sun Jian and brother of Sun Ce; succeeds them to be ruler of the land of Wu and later Emperor of Wu (r. A.D. 229–252)

  Taishi Ci—valiant warrior of Wu

  Tao Qian—Prefect of Xuzhou, who yields his district to Liu Bei

  Tian Feng—advisor to Yuan Shao

  Wang Ping—officer of Shu

  Wang Yun—senior official of the Han court, who instigates the “chain” scheme to destroy Dong Zhuo, but is later killed by Li Jue and Guo Si

  Wei Yan (Wei Wen-chang)—senior officer under Liu Bei, later commander of Hanzhong; distrusted by Zhuge Liang

  Wen Chou—general under Yuan Shao, slain by Guan Yu

  Xiahou Ba—son of Xiahou Yuan, cousin of Xiahou Dun